UCC Forms

Using the standardized forms provided by the Secretary of State's office will expedite the filing process.

UCC Financing Statement - New Filing

UCC Financing Statement Addendum - Attachment to Financing Statement for additional information

Additional Party - Attachment to Financing Statement to add additional party information

UCC Financing Statement Amendment - Continuation, termination, assignment, amendment party/collateral information

Amendment Additional Party - Attachment to Financing Statement Amendment for additional party information

UCC Financing Statement Amendment Addendum - Attachment to Financing Statement Amendment for additional information

Information Request - Certified searches by debtor name; regular or certified copies

Information Statement - A debtor or secured party may file an information statement to notify the public that it is believed the information on record is inaccurate or that the record was wrongfully filed. The filing of an information statement does not affect the status of any UCC filing, nor does the filing office effect changes to the record as a result of a correction statement.

UCC Records Request Form - Secured party name search

Affidavit of Wrongfully Filed Record

 

Please follow the instructions provided on the form and return it to:

          Office of the Secretary of State
          UCC Division
          700 Capital Ave., Ste. 158
          P.O. Box 718
          Frankfort, KY 40601

ATTENTION!!! Important UCC Forms Notice, Effective July 1, 2013

Kentucky has adopted new Uniform Commercial Code forms that go into effect on July 1, 2013. This office will accept previously prescribed forms during a grace period beginning July 1, 2013, through July 31, 2013. Beginning August 1, 2013, all previously prescribed forms will be rejected. If you have any questions, please contact the Office of the Secretary of State at (502) 564-3490.

Online UCC Filings

Most types of simple UCC-1 and UCC-3 filings can be completed online, saving you both time and money.